[Fredslist] Is your business going through 401(k) chaos? Find out what to do about it

[Serro, Vincent (Uniondale)]

4        0         1         (K)

Is your plan compliant with 404(c)?

Do you know what fees you are paying to your provider?

Are your employees being educated to reduce your fiduciary
responsibility?

Is your plan design right-sized for your business?


Learn how to fulfill your obligations as a plan sponsor at this 401(k)
Summit

Presented by:
Vincent Serro and Scott M. Klein
Financial Advisors, The Klein Serro Financial Group at
Stifel, Nicolaus & Company, Incorporated
Member SIPC and NYSE

Brett Goldstein
Principal
The Pension Department

Ary Rosenbaum
Attorney
Employee Benefits ERISA Law, Labor Law
Meyer, Suozzi, English and Klein, PC.

Monday, November 16, 2009
7:45 a.m. - 8:45 a.m.
The Celebrity Diner
312 Jericho Turnpike
Syosset, New York 11791





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Stifel, Nicolaus & Company, Incorporated
Member NYSE & SIPC
Headquarters:  501 N. Broadway, St. Louis, MO   63102
314-342-2000
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