[Fredslist] AML Consultant Position

[David Jacks]

Gothamites - 

 

If you or someone you know has a background in Compliance -
specifically Anti Money Laundering (AML) please share this opening
with them or contact me directly.  This is a 9 month contract that
could be extended or go full-time.  The rate is fixed at $30hr/w2 and
you could get benefits after 30 days.

 

Industry: Financial Services

Location: Long Island City

Compliance - Anti-Money Laundering (AML)
Position Summary:
The AML Investigations team will execute investigations based on
Client On-boarding; Maintenance; Transaction Monitoring referrals;
Government sources and Referrals from business partners and other
control areas. In addition, the AML Investigations teams is
responsible for filing SARs and recommend relationship retention or
termination, and track account closures as required. This team will
work closely with the AML Partners (AML Advisory, RPM, CSIS, AML Legal
Counsel, and Law Enforcement throughout the duration of an
investigation.
Representative Responsibilities:
Assigned Enterprise-wide responsibilities, including:
Global coordination of high-risk investigations
Escalation point for reputation risk matters
Coordination with Legal and CSIS
Conduct name searches (i.e., 314(a) and ad hoc), reviews results and
submits reports to FinCEN
Resolve matches identified during on-boarding and maintenance
processes
Execute investigations based on:
Client On-boarding and Maintenance and Transaction monitoring
referrals
Government sources (e.g., subpoenas, NSLs, 314(a))
Referrals from business partners and other control areas
Prepare case files for review (e.g., media search results, copies of
statements/check, results from internal system searches, etc.)
Liaise with CSIS and provides oversight of CSIS investigators
dedicated to AML
File SARs and recommend relationship retention or termination, and
track account closures as required
Perform SAR maintenance and quality assessments
Serve as point of contact on matters that impact an investigation or
involve law enforcement contact

EXPERIENCE, EDUCATION, CERTIFICATIONS:
Required:
Prior work experience in a financial institution with job specific
work experience in AML
Knowledgeable of the laws applicable to money laundering, including
the Bank Secrecy Act, The USA PATRIOT Act, US Treasury AML guidelines,
OFAC requirements, and Suspicious Activity Reporting requirements.
4-Year College Degree or equivalent experience
3+ years experience in reviewing and approving Know-Your-Customer
files for complex banking products
3+ years experience in investigating customer transactions and
reviewing customer information
3+ years experience with creating SARs
Strong writing, analytical, and communication skills, and must be able
to multi-task and complete projects on time.
Should be a self-starter and organized, and must have the ability to
work independently, without supervision.
Excellent attention to detail and follow-up skills.
Strong research skills, advanced skills in the use of Microsoft Word,
Excel, Outlook, and experience with the Internet and on-line research
systems.

 

 

 

David Jacks
ExecuSource
Office: 646-438-9244
Mobile: 917-453-5103
244 Fifth Ave., New York, NY 10001
www.execusourceonline.com

 

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