[Fredslist] Contact Needed At FINRA

Caryn Lilling CLilling at mglappeals.com
Wed Jun 2 16:10:04 EDT 2010


Good afternoon Gotham.

 

I am trying to assist a broker who is caught in a FINRA bureaucratic
nightmare.  If possible, I would greatly appreciate speaking with a
FINRA administrator who will take the time to listen to one man's plight
and assist me in doing a good deed.

 

Thanks.

 

-Caryn

 

Caryn L. Lilling

Mauro Goldberg & Lilling LLP

60 Cutter Mill Road, Suite 200

Great Neck, New York  11021

[T] 516.487.5800

[F] 516.487.5811

www.mglappeals.com <http://www.mglappeals.com> 

 

NOTICE

This e-mail message is intended only for the named recipient(s) above.
It may contain confidential information that is privileged or that
constitutes attorney work product. If you are not the intended
recipient, you are hereby notified that any dissemination, distribution
or copying of this e-mail and any attachment(s) is strictly prohibited.
If you have received this e-mail in error, please immediately notify the
sender by replying to this e-mail and delete the message and any
attachment(s) from your system. Thank you.

 

-------------- next part --------------
An HTML attachment was scrubbed...
URL: http://www.gothamnetworking.com/pipermail/fredslist/attachments/20100602/f63090db/attachment-0001.html


More information about the Fredslist mailing list