[Fredslist] SEC licenses

[Jeffrey M. Glick]

Dear Gotham,

 

A friend of mine needs some advice concerning her licenses.  Any advice is
appreciated. You can contact me or Leslie directly.

 

 

 

I am currently Series 7 and 63 securities licensed.  I may accept a position
at a n organization involved in the retirement industry but is not a
brokerage firm.  Do you know of companies that may "hold" my license for a
fee to keep it active?  I am interested in maintaining the license even
though this next position doesn't involve any money management.  If the
license expires then I would have to retake the exams and that would be no
fun.

 

Thanks for your help.

 

Leslie Leeming

Cell 708-363-9384

Email: leeming at ameritech.net

 

 

 

 

 

 

 

 

 

 

 

 

Jeffrey Glick, CPA
Start U UP Office Consulting
20 Hollow Tree Ridge Road
Darien, CT 06820
203-202-9204
jmg at startuup.net
www.startuup.net

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